Securities Law
- Suit Claims Facebook and Underwriters Failed to Disclose Slow-Revenue Forecasts
May 23, 2012, 01:32 pm CDT
- Lawyer Who Pleaded Guilty to $20 Million Securities Fraud Gets 7-Year Sentence
May 22, 2012, 03:02 pm CDT
- Ex-Baker Partner Pleads Guilty in Stock Scheme, Escrow Switch
May 22, 2012, 06:37 am CDT
- Reports: DOJ Has Joined SEC in Looking at JPMorgan Chase After $2B Trading Loss
May 15, 2012, 10:44 am CDT
- Chase CEO Suggests ‘Whale’ Swallowed $2B in Profits, Admits ‘Egregious Mistakes’; SEC Opens Probe
May 11, 2012, 01:06 pm CDT
- After Hectic Week at Dewey, Focus Turns to Unpaid $9.6M Bill of Partner’s Brother
May 7, 2012, 07:44 am CDT
- Lawyer Fined $2,500 by FINRA re Claimed Moonlighting on $200 Legal Matter While Working at Brokerage
May 2, 2012, 11:52 am CDT
- SEC Mulls Possible Enforcement Against In-House and Outside Lawyers Who Defend Clients Aggressively
May 2, 2012, 11:29 am CDT
- Onetime BigLaw Associate, 2 Co-Defendants Part of $33M Insider-Trading Settlement
Apr 25, 2012, 05:12 pm CDT
- Jenner Chair Anton Valukas Talks with ‘60 Minutes’ About Lehman Brothers ‘Shell Game’
Apr 23, 2012, 04:38 pm CDT
- Potential Cover-up Liability in Wal-Mart FCPA Case Could Dwarf Mexican Bribery Claims, Experts Say
Apr 23, 2012, 02:33 pm CDT
- US Sentencing Commission Proposes New Guidelines, Many in Response to Dodd-Frank
Apr 16, 2012, 04:31 pm CDT
- Supreme Court Rejects Latest Appeal by Former Enron CEO
Apr 16, 2012, 02:39 pm CDT
- Purchase of Old Stock Certificate Is New Version of ‘Beverly Hillbillies,’ Judge Says
Apr 9, 2012, 05:30 am CDT
- Former Securities Lawyer Gets 23 Years in Scheme to Sell Millions in Fraudulent Investments
Apr 5, 2012, 05:26 pm CDT
- A View From the Inside: New Documentary Looks at Fraudster Marc Dreier
Apr 1, 2012, 05:00 am CDT
- Not Rocket Science: NYC Atty’s Business Method Patent Lowers Satellite Investment Risk
Apr 1, 2012, 04:40 am CDT
- 5th Circuit Ruling Is Setback for Law Firms Sued over Allen Stanford Representation
Mar 22, 2012, 11:04 am CDT
- Stanford Seeks New Trial Based Partly on Journalists’ Courtroom Tweets
Mar 22, 2012, 06:34 am CDT
- Suspect in Afghan Civilian Attacks Was Previously Accused in Stockbroker Fraud
Mar 20, 2012, 06:41 am CDT
- Money Manager Accused of Trading on Confidential Information Acquired Through AA
Mar 14, 2012, 09:28 am CDT
- Houston Jury Says Feds Can Seize $330M From Foreign Bank Accounts Controlled By R. Allen Stanford
Mar 9, 2012, 12:55 pm CDT
- Onetime Billionaire R. Allen Stanford Convicted on 13 of 14 Counts in $7B Federal Fraud Trial
Mar 6, 2012, 01:15 pm CDT
- Jury in $7B Fraud Case is Having Trouble With Verdict; Judge Reads New Instruction
Mar 6, 2012, 09:52 am CDT
- Who Owns the Cato Institute? Billionaire Koch Brothers Seek Majority Control Via Lawsuit
Mar 2, 2012, 11:06 am CDT
- Fund for All: ‘Crowdfunding’ Supporters Look to Congress to Lighten Regulatory Load
Mar 1, 2012, 05:20 am CDT
- LegalZoom Closing in on IPO Filing, Reuters Reports
Feb 29, 2012, 03:31 pm CDT
- Former SEC General Counsel OKs $556K Bankruptcy Trustee Pact re Mom’s Estate Payout from Madoff Fund
Feb 28, 2012, 12:50 pm CDT
- Greedy Gordon Gekko Stars in FBI Public Service Ad, Urges Viewers to Tip Feds re Insider Trading
Feb 27, 2012, 05:55 pm CDT
- Phone Messages for Gov’t Lawyers Create New Trouble for Indicted Researcher Who Refused to Wear Wire
Feb 23, 2012, 01:08 pm CDT
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